Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nora? Claim Your ProfileNora Clifford is a financial advisor who is currently registered with Fidelity Personal And Workplace Advisors. Nora has been in the industry since 2000. Previously, Nora has held positions at Equitable Advisors, LLC, State Street Global Markets, LLC, Pulse Trading, Inc., Deutsche Banc Alex. Brown Inc., BT Alex. Brown Incorporated, Bear, Stearns & Co. Inc., Needham & Company, Inc., Furman Selz Incorporated, and Montgomery Securities. Nora holds multiple licenses including Series 7, Series 24, Series 55, Series 63, Series 66, and the SIE. Nora specializes in providing financial planning, portfolio management, and educational seminars.
GREENBRAE, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/22/2023 - Present
Fidelity Personal AND Workplace Advisors (GREENBRAE CA)
CA
01/31/2019 - 11/16/2021
EQUITABLE ADVISORS, LLC (SAN RAFAEL CA)
CA
05/05/2012 - 05/09/2013
STATE STREET GLOBAL MARKETS, LLC (SAN FRANCISCO CA)
CA
09/12/2002 - 05/21/2012
PULSE TRADING, INC. (SAN FRANCISCO CA)
NY
06/14/1999 - 04/27/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
MD
09/29/1998 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
03/20/1996 - 08/14/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
07/06/1994 - 02/13/1996
NEEDHAM & COMPANY, INC. (NEW YORK NY)
NY
03/23/1994 - 06/20/1994
FURMAN SELZ INCORPORATED (NEW YORK NY)
CA
10/11/1992 - 01/07/1994
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BOTH
Issued 3/8/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 12/5/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/3/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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