Unclaimed
Nora Brown has been in the financial services industry since 2010. Currently, Nora is a registered representative at Sun Life Institutional Distributors (u.s.) LLC, located in Wellesley Hills, MA. Prior to joining Sun Life Institutional Distributors (u.s.) LLC, Nora worked at Sepulveda Distributors LLC in Los Angeles, CA, John Hancock Distributors LLC in Boston, MA, Babson Capital Securities LLC in Charlotte, NC, and Loomis Sayles Distributors, L.P. in Boston, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
05/03/2022 - Present
SUN Life Institutional Distributors (u.s.) LLC (WELLESLEY HILLS MA)
CA
06/30/2022 - 12/06/2022
SEPULVEDA DISTRIBUTORS LLC (LOS ANGELES CA)
MA
09/19/2017 - 03/24/2022
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
NC
04/25/2014 - 06/06/2016
BABSON CAPITAL SECURITIES LLC (CHARLOTTE NC)
MA
09/30/2008 - 04/07/2014
LOOMIS SAYLES DISTRIBUTORS, L.P. (BOSTON MA)
BC
Issued 03/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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