Invested Better
Unclaimed

Unclaimed

Unclaimed

Nora M. Brown

SUN Life Institutional Distributors (u.s.) LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Nora? Claim Your Profile

About Nora M. Brown

Nora Brown has been in the financial services industry since 2010. Currently, Nora is a registered representative at Sun Life Institutional Distributors (u.s.) LLC, located in Wellesley Hills, MA. Prior to joining Sun Life Institutional Distributors (u.s.) LLC, Nora worked at Sepulveda Distributors LLC in Los Angeles, CA, John Hancock Distributors LLC in Boston, MA, Babson Capital Securities LLC in Charlotte, NC, and Loomis Sayles Distributors, L.P. in Boston, MA.

Firm Information

Nora Brown is currently registered with SUN Life Institutional Distributors (u.s.) LLC. SUN Life Institutional Distributors (u.s.) LLC is a Limited Liability Company formed in 2013 and is approved to operate in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico. The firm is registered with the SEC and operates as a financial services provider.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Nora Brown’s Registration & Firm History

MA

05/03/2022 - Present

SUN Life Institutional Distributors (u.s.) LLC (WELLESLEY HILLS MA)

CA

06/30/2022 - 12/06/2022

SEPULVEDA DISTRIBUTORS LLC (LOS ANGELES CA)

MA

09/19/2017 - 03/24/2022

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

NC

04/25/2014 - 06/06/2016

BABSON CAPITAL SECURITIES LLC (CHARLOTTE NC)

MA

09/30/2008 - 04/07/2014

LOOMIS SAYLES DISTRIBUTORS, L.P. (BOSTON MA)

Not sure if Nora M. Brown is right for you?

Licenses & Designations

BC

Issued 03/02/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nora M. Brown.
Not sure if Nora M. Brown is right for you?