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Nora Latos

Northwestern Mutual Investment Services, LLC

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About Nora Latos

Nora Latos is a financial advisor with Northwestern Mutual Investment Services, LLC. Nora has been in the financial services industry since June 2004. Nora has a wide range of experience in the industry, including a previous position at Northwestern Mutual Investment Services, LLC in Rockford, Illinois. Nora is licensed in 51 states and the District of Columbia. Nora is also registered with FINRA. Nora holds Series 6, 7, 9, 10, 63, 66, 99TO and SIE licenses.

Firm Information

Nora Latos is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Nora Latos’s Registration & Firm History

FL

04/26/2018 - Present

Northwestern Mutual Investment Services, LLC (FT LAUDERDALE FL)

IL

01/19/2004 - 06/06/2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ROCKFORD IL)

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Licenses & Designations

BOTH

Issued 05/14/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/27/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/17/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/27/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2007

Series 7 - General Securities Representative Examination

BC

Issued 01/17/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nora Latos.
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