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Nora Geraldine Murphy

Samuel A. Ramirez & Company, Inc.

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About Nora Geraldine Murphy

Nora Geraldine Murphy is a financial advisor with over 39 years of experience in the financial industry. She is currently registered with Samuel A. Ramirez & Company, Inc. in New York, NY. Prior to joining Samuel A. Ramirez & Company, Inc. in 2024, Nora was employed by Piper Sandler & Co. in New York, NY for over 14 years. Nora has passed the Series 63, Series 7, and SIE exams and is registered in 27 states.

Firm Information

Nora Murphy is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nora Murphy’s Registration & Firm History

NY

03/05/2024 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

07/07/2009 - 11/17/2023

PIPER SANDLER & CO. (NEW YORK NY)

NJ

10/01/2008 - 07/07/2009

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

01/16/2006 - 10/21/2008

UBS SECURITIES LLC (NEW YORK NY)

NJ

04/10/2000 - 01/16/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

08/21/1984 - 04/04/2000

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/13/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nora Geraldine Murphy.
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