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Nora Fabiana Rojas

Wells Fargo Clearing Services, LLC

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About Nora Fabiana Rojas

Nora Fabiana Rojas is a registered representative and investment advisor representative with Wells Fargo Clearing Services, LLC in Bessemer, Alabama. Nora has been in the industry since April 2023 and holds Series 63, Series 65, Series 6TO, and SIE licenses. Nora is also registered in Alabama and Florida. Nora has experience working with high-net-worth individuals, corporations, and other businesses, as well as charitable organizations, pension and profit sharing plans, insurance companies, and banking or thrift institutions. Nora provides financial planning, portfolio management, and investment consulting services.

Firm Information

Nora Rojas is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nora Rojas’s Registration & Firm History

AL

09/11/2023 - Present

Wells Fargo Clearing Services, LLC (BESSEMER AL)

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Licenses & Designations

IA

Issued 09/09/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/10/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/27/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nora Fabiana Rojas.
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