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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nora? Claim Your ProfileNora Defalco is a financial advisor at Morgan Stanley. Nora has been a registered investment advisor for over 29 years and has extensive experience in the financial services industry. Nora provides financial planning, portfolio management for businesses and individuals, as well as investment advisory services. Nora has passed a number of securities and investment advisory licensing exams and has a wide range of investment products available to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/02/2020 - Present
Morgan Stanley (Morristown NJ)
NJ
07/13/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MORRISTOWN NJ)
NY
02/28/2001 - 04/05/2005
BROKERAGEAMERICA, LLC (NEW YORK NY)
CA
02/04/1997 - 05/29/2001
E-INVEST, INC. (SAN FRANCISCO CA)
FL
12/14/1995 - 02/25/1997
RM STARK & CO INC. (LAKE WORTH BEACH FL)
NY
12/16/1992 - 12/11/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/19/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/25/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/24/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/03/2001
Series 4 - Registered Options Principal Examination
BC
Issued 05/23/2000
Series 24 - General Securities Principal Examination
BC
Issued 03/23/1998
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2006
Series 3 - National Commodity Futures Examination
BC
Issued 12/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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