Unclaimed
Nora Ann Nosaka is a registered investment advisor representative with PFS Investments Inc. in LOS ALAMITOS, CA. Nora has been in the industry since 2019. Nora is licensed to provide investment advice in Arizona and California and has passed the Series 63, Series 65, and Series 26 exams. Nora specializes in providing investment advice to individuals and has experience in providing investment advice to charitable organizations, high-net-worth individuals, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
07/01/2019 - Present
PFS Investments Inc. (LOS ALAMITOS CA)
IA
Issued 05/25/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/06/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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