Unclaimed
Nora Dogom is a financial advisor at PFS Investments Inc. Nora has been in the financial industry since August 2009. She is licensed to conduct securities business in 13 states. Nora holds the Series 6, Series 26 and Series 63 licenses, and has a SIE certification. Nora can help you with a variety of financial needs, including portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
08/24/2009 - Present
PFS Investments Inc. (SIMI VALLEY CA)
BC
Issued 04/04/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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