Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noni? Claim Your ProfileNoni Penelope Alexander is a licensed and registered investment advisor with Northwestern Mutual Investment Services, LLC. Noni is a Series 63, Series 6TO, and SIE licensed professional. Noni has been in the industry since 2021. Noni is registered in 21 states including: Arizona, California, District of Columbia, Hawaii, Iowa, Minnesota, Missouri, Montana, Nevada, New Mexico, New York, North Carolina, North Dakota, Oregon, Rhode Island, South Dakota, Utah, Vermont, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
06/15/2022 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
AZ
09/17/2021 - 04/05/2022
W&S BROKERAGE SERVICES, INC. (GILBERT AZ)
BC
Issued 10/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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