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Nondo Dominic Capuano

Robert W. Baird & Co. Inc.

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About Nondo Dominic Capuano

Nondo Dominic Capuano is a financial advisor with Robert W. Baird & Co. Inc. Nondo has been working in the financial services industry since 1994 and has a broad range of experience. Nondo is registered to provide investment advice in 37 states and holds several professional designations, including the Certified Financial Planner. Nondo has specialized experience in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Nondo has been with Robert W. Baird & Co. Inc. since 2011.

Firm Information

Nondo Capuano is currently registered with Robert W. Baird & Co. Inc.. Robert W. Baird & Co. Inc. is a corporation formed on December 29, 1919, and headquartered in Milwaukee, WI. The firm offers a comprehensive range of financial services, including investment banking, asset management, wealth management, and private equity. Baird serves a diverse client base, including individuals, families, corporations, institutions, and governments. The firm has over 3,000 employees and is registered with the SEC and all 50 states.
Robert W. Baird & Co. Inc.

777 E. WISCONSIN AVENUE

MILWAUKEE, WI 53202-5391

$287.51B

Assets Under Management

11,103

Total Clients

2,915

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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see schedule d

See schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Hard dollar payments for research

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Nondo Capuano’s Registration & Firm History

CO

02/01/2017 - Present

Robert W. Baird & Co. Inc. (DENVER CO)

CO

03/14/1997 - 08/25/2011

CHARLES SCHWAB & CO., INC. (DENVER CO)

NY

10/24/1994 - 02/23/1996

GKN SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/01/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/25/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

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Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nondo Dominic Capuano.
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