Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nolene? Claim Your ProfileNolene Nanette Metzger is a financial advisor at Raymond James & Associates, Inc. in COLORADO SPRINGS, CO. Nolene has been in the financial industry since 1995 and is registered with the state of Colorado to provide both investment advisory and broker-dealer services. She is a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
11/26/2012 - Present
Raymond James & Associates, Inc. (COLORADO SPRINGS CO)
CO
09/03/2009 - 11/26/2012
SANDERS MORRIS HARRIS INC. (COLORADO SPRINGS CO)
CO
06/01/2009 - 09/21/2009
MORGAN STANLEY SMITH BARNEY (COLORADO SPRINGS CO)
CO
03/26/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (COLORADO SPRINGS CO)
NY
07/24/2003 - 03/31/2004
QUICK & REILLY, INC. (NEW YORK NY)
MO
10/01/1999 - 08/04/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/04/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
VA
05/12/1995 - 02/24/1998
MANNA FINANCIAL SERVICES CORPORATION (FALLS CHURCH VA)
IA
Issued 05/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1995
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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