Unclaimed
Nolan Wayne Farwell is an investment advisor representative with Cetera Investment Advisers LLC and has been in the industry since May 2008. Nolan Farwell has over 15 years of experience in the financial services industry. Nolan Farwell is licensed to provide investment advice in 41 states, including Iowa, Texas, and Alabama. Nolan Farwell is also registered with the Securities and Exchange Commission (SEC). Nolan Farwell holds the Series 66, 51, 24, 7, and SIE licenses. Cetera Investment Advisers LLC offers a variety of financial services, including financial planning, portfolio management for individuals and businesses, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
03/21/2024 - Present
Cetera Investment Advisers LLC (WATERLOO IA)
BOTH
Issued 05/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/24/2012
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/21/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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