Unclaimed
Nolan Ginsberg is an investment advisor representative with Ameriprise Financial Services, LLC, a firm headquartered in Minneapolis, Minnesota. Nolan has been in the financial services industry since September 2013. Nolan is registered to provide investment advice in Washington and Texas. Nolan has a Series 66, Series 7, Series 24, and Series 51 license and has extensive experience in portfolio management, financial planning, and pension consulting. Prior to joining Ameriprise Financial Services, Nolan worked at ALLSTATE FINANCIAL SERVICES, LLC, ARKADIOS CAPITAL, SAGEPOINT FINANCIAL, INC., SECURITIES AMERICA, INC., and COMMONWEALTH FINANCIAL NETWORK.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
10/16/2023 - Present
Ameriprise Financial Services, LLC (Mercer Island WA)
TX
04/25/2023 - 09/22/2023
ALLSTATE FINANCIAL SERVICES, LLC (Houston TX)
TX
10/04/2021 - 04/20/2023
ARKADIOS CAPITAL (Angleton TX)
TX
12/06/2013 - 10/18/2021
SAGEPOINT FINANCIAL, INC. (ANGLETON TX)
TX
09/30/2013 - 12/05/2013
SECURITIES AMERICA, INC. (ANGLETON TX)
TX
08/19/2013 - 10/23/2013
COMMONWEALTH FINANCIAL NETWORK (ANGLETON TX)
BOTH
Issued 09/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/2014
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/06/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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