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Nolan Ginsberg

Ameriprise Financial Services, LLC

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About Nolan Ginsberg

Nolan Ginsberg is an investment advisor representative with Ameriprise Financial Services, LLC, a firm headquartered in Minneapolis, Minnesota. Nolan has been in the financial services industry since September 2013. Nolan is registered to provide investment advice in Washington and Texas. Nolan has a Series 66, Series 7, Series 24, and Series 51 license and has extensive experience in portfolio management, financial planning, and pension consulting. Prior to joining Ameriprise Financial Services, Nolan worked at ALLSTATE FINANCIAL SERVICES, LLC, ARKADIOS CAPITAL, SAGEPOINT FINANCIAL, INC., SECURITIES AMERICA, INC., and COMMONWEALTH FINANCIAL NETWORK.

Firm Information

Nolan Ginsberg is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nolan Ginsberg’s Registration & Firm History

WA

10/16/2023 - Present

Ameriprise Financial Services, LLC (Mercer Island WA)

TX

04/25/2023 - 09/22/2023

ALLSTATE FINANCIAL SERVICES, LLC (Houston TX)

TX

10/04/2021 - 04/20/2023

ARKADIOS CAPITAL (Angleton TX)

TX

12/06/2013 - 10/18/2021

SAGEPOINT FINANCIAL, INC. (ANGLETON TX)

TX

09/30/2013 - 12/05/2013

SECURITIES AMERICA, INC. (ANGLETON TX)

TX

08/19/2013 - 10/23/2013

COMMONWEALTH FINANCIAL NETWORK (ANGLETON TX)

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Licenses & Designations

BOTH

Issued 09/25/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/12/2014

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 11/06/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nolan Ginsberg.
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