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Noi Khamsone

Charles Schwab & CO., Inc.

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About Noi Khamsone

Noi Khamsone is a financial professional with over 18 years of experience in the securities industry. Noi is currently registered with Charles Schwab & Co., Inc. and has been with the firm since May 2012. Prior to this, Noi worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., and NYLIFE Securities Inc. Noi holds Series 6, 7, 63, and 66 licenses, as well as the Securities Industry Essentials Examination. Noi has been registered in over 20 states and provides financial planning and investment advice to individuals.

Firm Information

Noi Khamsone is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Noi Khamsone’s Registration & Firm History

CA

01/06/2020 - Present

Charles Schwab & CO., Inc. (Fresno CA)

CA

10/23/2009 - 05/21/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRESNO CA)

CA

01/18/2007 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (FRESNO CA)

CA

08/27/2004 - 01/08/2007

NYLIFE SECURITIES INC. (FRESNO CA)

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Licenses & Designations

BOTH

Issued 07/17/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/13/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2007

Series 7 - General Securities Representative Examination

BC

Issued 08/26/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Noi Khamsone.
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