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Noemie Chantier

SG Americas Securities, LLC

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About Noemie Chantier

Noemie Chantier is a securities professional with experience in the financial services industry. Noemie has held a Series 7 and Series 63 license since 2014, and a Series 3 license since 2013. In 2018 Noemie obtained the Securities Industry Essentials Examination (SIE) and in 2022 the General Securities Principal Examination (Series 24). Noemie is currently registered with the Financial Industry Regulatory Authority (FINRA) and holds registrations with Connecticut, New Jersey, and New York. Noemie is currently employed with SG Americas Securities, LLC, and has been with them since 2014.

Firm Information

Noemie Chantier is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Noemie Chantier’s Registration & Firm History

NY

09/25/2014 - Present

SG Americas Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/28/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2014

Series 7 - General Securities Representative Examination

BC

Issued 03/19/2013

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Noemie Chantier.
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