Unclaimed
Noemi Xochitl Oliver is a financial advisor with Cetera Investment Services LLC. Noemi has been in the financial industry since 2002. Noemi is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, Series 7, and Series 63 licenses. Noemi has previously worked with LPL Financial LLC and IFMG Securities, Inc. Noemi is registered to conduct business in Florida, Ohio, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/13/2021 - Present
Cetera Investment Services LLC (FORT WORTH TX)
TX
05/27/2008 - 09/22/2021
LPL FINANCIAL LLC (BROWNSVILLE TX)
TX
08/02/2004 - 05/27/2008
IFMG SECURITIES, INC. (EAGLE PASS TX)
IA
04/16/2001 - 06/09/2003
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 07/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/11/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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