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Noelle Kim

Transamerica Financial Advisors, Inc.

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About Noelle Kim

Noelle Kim is a financial advisor with over 20 years of experience in the industry. Noelle Kim currently works for Transamerica Financial Advisors, Inc., and previously worked for World Group Securities, Inc. and WMA Securities, Inc. Noelle Kim is registered with the state of Georgia as both an Investment Advisor Representative and a Registered Representative. Noelle Kim is also registered in several other states, including Texas, Oregon, and Florida. Noelle Kim has a strong track record of success in helping clients reach their financial goals. Noelle Kim specializes in working with individuals, families, and businesses. Noelle Kim provides a variety of financial services, including investment management, financial planning, and retirement planning. Noelle Kim is committed to providing her clients with personalized service and tailored solutions.

Firm Information

Noelle Kim is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Noelle Kim’s Registration & Firm History

GA

07/08/2024 - Present

Transamerica Financial Advisors, Inc. (Alpharetta GA)

GA

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (JOHNS CREEK GA)

GA

11/16/1999 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 09/05/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/18/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/22/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Noelle Kim. Review regulatory record here.
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