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Noelle Elaina Williams

Nuveen Securities, LLC

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About Noelle Elaina Williams

Noelle Elaina Williams is a financial advisor with Nuveen Securities, LLC in Charlotte, NC. Noelle has a broad range of experience in the financial industry, having worked for several firms in Chicago and Charlotte. She is a licensed Series 7, 63, and 24 registered representative in both Illinois and Missouri. Prior to joining Nuveen Securities, LLC, Noelle worked at Brookfield Private Advisors LLC in Chicago, IL, and Stephens in Chicago, IL. Noelle is a dedicated professional committed to providing personalized financial advice to help her clients achieve their financial goals.

Firm Information

Noelle Williams is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Noelle Williams’s Registration & Firm History

NC

12/19/2019 - Present

Nuveen Securities, LLC (CHARLOTTE NC)

IL

06/28/2018 - 12/03/2019

BROOKFIELD PRIVATE ADVISORS LLC (Chicago IL)

IL

07/11/2016 - 09/15/2016

STEPHENS (CHICAGO IL)

IL

10/27/2014 - 03/20/2015

RAYMOND JAMES & ASSOCIATES, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 11/18/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/10/2020

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Noelle Elaina Williams.
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