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Noel Warren Bragg

American Trust Investment Services, Inc.

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About Noel Warren Bragg

Noel Warren Bragg is a financial professional who has been working in the financial industry since 1986. Currently, Noel Bragg is registered with American Trust Investment Services, Inc. Previously, Noel Warren Bragg has worked for Landolt Securities, Inc., Westpark Capital, Inc., Newport Coast Securities, Inc., National Securities Corporation, Brookstreet Securities Corporation, Consolidated Investment Services, Inc., Titan/Value Equities Group, Inc., Derand/Pennington/Bass, Inc., IFG Network Securities, Inc. and E. A. Buck Co., Inc.

Firm Information

Noel Bragg is currently registered with American Trust Investment Services, Inc.. American Trust Investment Services, Inc. is a corporation formed in December 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. The firm has reported 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Noel Bragg’s Registration & Firm History

CA

12/04/2020 - Present

American Trust Investment Services, Inc. (San Clemente CA)

IL

07/12/2018 - 12/04/2020

LANDOLT SECURITIES, INC. (LAKE BLUFF IL)

CA

07/18/2016 - 06/29/2018

WESTPARK CAPITAL, INC. (LOS ANGELES CA)

HI

07/21/2009 - 07/20/2016

NEWPORT COAST SECURITIES, INC. (HONOLULU HI)

HI

07/19/2007 - 07/22/2009

NATIONAL SECURITIES CORPORATION (HONOLULU HI)

HI

12/21/2005 - 07/20/2007

BROOKSTREET SECURITIES CORPORATION (HONOLULU HI)

CA

04/22/1996 - 12/31/2003

BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)

CA

02/07/1995 - 04/02/1996

BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)

CO

05/19/1994 - 02/13/1995

CONSOLIDATED INVESTMENT SERVICES, INC. (LITTLETON CO)

CA

05/18/1992 - 10/30/1993

TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)

NA

12/09/1988 - 05/21/1992

DERAND/PENNINGTON/BASS, INC.

GA

04/02/1992 - 05/13/1992

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

NA

08/29/1983 - 12/20/1988

E. A. BUCK CO., INC.

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Licenses & Designations

IA

Issued 08/03/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/06/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/1994

Series 7 - General Securities Representative Examination

BC

Issued 10/06/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/25/1983

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Noel Warren Bragg. Review regulatory record here.
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