Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noel? Claim Your ProfileNoel Marroquin is a financial professional with over 10 years of experience in the industry. Noel has a strong background in securities, options, and futures trading. Noel is currently registered with Robinhood Financial, LLC in Chicago, IL. Previously, Noel has worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, E*TRADE Securities LLC, Charles Schwab & Co., Inc., TD Ameritrade, Inc., J.P. Morgan Securities LLC, National Securities Corporation, OptionsXpress, Inc., and Charles Schwab & Co., Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/05/2024 - Present
Robinhood Financial, LLC (Chicago IL)
IL
10/13/2023 - 06/18/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAK BROOK IL)
IL
03/03/2023 - 09/28/2023
MORGAN STANLEY (Chicago IL)
IL
04/12/2022 - 09/05/2023
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
04/26/2021 - 10/25/2021
CHARLES SCHWAB & CO., INC. (Chicago IL)
IL
10/31/2017 - 04/26/2021
TD AMERITRADE, INC. (CHICAGO IL)
IL
04/21/2014 - 10/12/2017
J.P. MORGAN SECURITIES LLC (Chicago IL)
IL
11/09/2012 - 02/05/2013
NATIONAL SECURITIES CORPORATION (LOMBARD IL)
TX
02/13/2012 - 05/02/2012
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IL
02/13/2012 - 05/02/2012
OPTIONSXPRESS, INC. (CHICAGO IL)
IA
Issued 07/12/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/01/2019
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2018
Series 3 - National Commodity Futures Examination
BC
Issued 02/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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