Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noel? Claim Your ProfileNoel Trias is a financial professional with over 30 years of experience in the industry. Noel is currently registered with World Investment Advisors, LLC and is also licensed in California, Nevada, and Ohio. Noel has worked with a variety of firms throughout their career, including LPL Financial, LLC, CAPFINANCIAL SECURITIES, LLC, and NRP FINANCIAL, INC. Noel's experience and expertise include financial planning, pension consulting, portfolio management for individuals, businesses, and pooled investment vehicles, and educational seminars. Noel holds the Series 7, Series 26, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/16/2015 - Present
World Investment Advisors, LLC (Escondido CA)
CA
12/15/2015 - 09/01/2017
CAPFINANCIAL SECURITIES, LLC. (Escondido CA)
CA
11/30/2010 - 12/21/2015
LPL FINANCIAL LLC (ESCONDIDIO CA)
CA
08/19/2008 - 11/30/2010
NRP FINANCIAL, INC. (ESCONDIDIO CA)
CA
10/14/2004 - 08/19/2008
FINANCIAL TELESIS INC (ESCONDIDO CA)
CA
02/21/2003 - 09/27/2004
DB3 SECURITIES, INC. (SAN DIEGO CA)
NE
03/01/2002 - 11/14/2002
SECURITIES AMERICA, INC. (LAVISTA NE)
NJ
05/09/2000 - 02/07/2002
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
IN
11/05/1999 - 04/26/2000
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
IN
11/05/1999 - 04/26/2000
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
WI
07/16/1998 - 11/19/1999
SENTRY EQUITY SERVICES, INC. (STEVENS POINT WI)
CA
03/01/1994 - 07/15/1997
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
AZ
09/03/1991 - 02/23/1994
CUSO EQUITIES, INC. (PHOENIX AZ)
NY
11/15/1990 - 09/03/1991
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 01/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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