Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noel? Claim Your ProfileNoel Gustavo Garza is a financial advisor with Raymond James Financial Services, Inc. He has been working in the financial industry since 1991. Noel is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and SIE licenses. He is also registered as a securities broker in multiple states, including Arizona, Colorado, Georgia, Illinois, Kansas, Minnesota, Missouri, Texas, and Virginia. Noel previously worked at Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
12/13/2004 - Present
Raymond James Financial Services, Inc. (CHANDLER AZ)
NY
06/14/1999 - 12/16/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/10/1991 - 06/18/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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