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Noel Graydon

Fidelity Brokerage Services LLC

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About Noel Graydon

Noel Graydon is a financial advisor with Fidelity Brokerage Services LLC, located in Smithfield, RI. Noel is registered with FINRA and has been active in the industry since August 25, 2012. Previously, Noel was employed by National Financial Services LLC and Fidelity Investments Institutional Services Company, Inc. Noel holds a Series 7 and Series 63 securities license as well as the SIE exam. Noel is registered with the state of Massachusetts and Rhode Island.

Firm Information

Noel Graydon is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Noel Graydon’s Registration & Firm History

RI

01/24/2017 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

12/07/2022 - 10/12/2023

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

RI

08/07/2012 - 01/04/2017

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 08/13/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Noel Graydon.
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