Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noel? Claim Your ProfileNoel Franklin Simons is an active investment advisor representative with Janney Montgomery Scott LLC. Noel is based in Charlotte, North Carolina and has been in the industry since July 25, 2000. Noel has previous experience with Wells Fargo Clearing Services, LLC, BB&T Securities, LLC, Scott & Stringfellow, LLC, Banc of America Investment Services, Inc., BACAP Distributors, LLC, Allmerica Investments, Inc. and First Investors Corporation. Noel has a strong track record of providing financial advice to individuals, families, corporations, and institutions. Noel holds Series 6, 7, 63, and 65 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
02/04/2021 - Present
Janney Montgomery Scott LLC (CHARLOTTE NC)
NC
11/02/2015 - 02/05/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
01/02/2013 - 11/23/2015
BB&T SECURITIES, LLC (CHARLOTTE NC)
NC
11/05/2007 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (CHARLOTTE NC)
NC
02/19/2003 - 11/13/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
03/23/2001 - 02/11/2003
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
MA
09/21/2000 - 04/23/2001
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
NJ
04/28/2000 - 06/30/2000
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 11/30/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/27/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Noel Simons is the right advisor for you? Invested Better is here to help.
