Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noel? Claim Your ProfileNoel Fields is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Noel has been in the industry for 21 years. Noel Fields is also registered with Wells Fargo Clearing Services, LLC. Noel holds Series 7, 9, 10, 24, and 66 licenses. Noel has been active in the securities industry since 2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/04/2018 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
NC
12/04/2009 - 09/04/2018
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
SC
06/05/2007 - 12/15/2009
FIRST CITIZENS SECURITIES CORPORATION (COLUMBIA SC)
SC
10/30/2002 - 06/15/2007
JEFFERSON PILOT SECURITIES CORPORATION (LEXINGTON SC)
BOTH
Issued 06/02/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/26/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/20/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/14/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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