Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noel? Claim Your ProfileNoel Douglas Phillips is a financial professional with over 20 years of experience in the industry. Noel is currently registered with Lincoln Investment in Carmel, Indiana. Previously Noel has worked with VOYA FINANCIAL PARTNERS, LLC, VOYA FINANCIAL ADVISORS, INC., AMERICAN FUNDS DISTRIBUTORS, INC., ONEAMERICA SECURITIES, INC., ING FINANCIAL ADVISERS, LLC, FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., and AETNA INVESTMENT SERVICES, INC. Noel has a wide range of experience in the financial industry, including investment advice, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
07/12/2019 - Present
Lincoln Investment (Carmel IN)
IN
05/10/2007 - 12/19/2017
VOYA FINANCIAL PARTNERS, LLC (INDIANAPOLIS IN)
CT
12/20/2013 - 12/18/2014
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CA
10/03/2003 - 05/23/2006
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
IN
09/24/2002 - 07/28/2003
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
CT
09/08/1998 - 05/17/2002
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
RI
07/23/1996 - 07/30/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
CT
11/03/1993 - 06/21/1996
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
BC
Issued 09/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2001
Series 24 - General Securities Principal Examination
BC
Issued 12/19/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Noel Phillips is the right advisor for you? Invested Better is here to help.
