Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noel? Claim Your ProfileNoel Spencer is a financial professional with over 27 years of experience in the financial services industry. Noel is currently registered with Avantax Advisory Services in Goshen, New York. Previously, Noel was registered with Churchill Securities, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Noel holds the Series 6, Series 63 and SIE securities licenses. Noel is dedicated to providing comprehensive financial planning services to individuals, families, and businesses. Noel's expertise includes investment planning, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NY
09/01/2021 - Present
Avantax Advisory Services (Goshen NY)
NY
04/24/1996 - 07/02/1997
CHURCHILL SECURITIES, INC. (SUFFERN NY)
MA
10/18/1994 - 01/19/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/18/1994 - 01/19/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 11/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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