Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noel? Claim Your ProfileNoel Clay Allen is a financial professional with over 6 years of experience in the industry. Noel Clay Allen is currently registered with Hornor, Townsend & Kent, LLC and has a Series 63, Series 6TO, SIE, and Series 7 license. Prior to joining Hornor, Townsend & Kent, LLC, Noel Clay Allen was employed at ALLIANCE-ONE INVESTMENTS, LLC, TRANSAMERICA CAPITAL, INC., BANKERS LIFE SECURITIES, INC., and FIDELITY BROKERAGE SERVICES LLC. Noel Clay Allen's areas of specialization include retirement planning, college savings, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
PA
07/23/2024 - Present
Hornor, Townsend & Kent, LLC (HORSHAM PA)
OK
12/08/2023 - 07/01/2024
ALLIANCE-ONE INVESTMENTS, LLC (TULSA OK)
CO
08/09/2022 - 12/08/2023
TRANSAMERICA CAPITAL, INC. (DENVER CO)
AL
03/22/2021 - 11/16/2021
BANKERS LIFE SECURITIES, INC. (Huntsville AL)
TX
09/21/2017 - 12/14/2020
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 09/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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