Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noel? Claim Your ProfileNoel Allan is a financial advisor registered with Charles Schwab & CO., Inc. Noel has been in the industry since 1987 and is currently registered with the state of Washington. Noel is a registered representative and investment advisor representative. Noel has a long history in the industry, having previously worked at Quick & Reilly, Inc. in New York, Fidelity Brokerage Services, Inc. in Smithfield, Rhode Island, and Calvert Securities Corporation. Noel also has a number of professional designations, including the Series 6, 7, 9, 10, 22, 63, and 65 licenses. Noel provides financial planning, portfolio management, and other advisory services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
WA
09/16/1998 - Present
Charles Schwab & CO., Inc. (Vancouver WA)
NY
11/27/1995 - 01/21/1998
QUICK & REILLY, INC. (NEW YORK NY)
RI
07/20/1988 - 12/02/1995
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
09/22/1986 - 01/15/1988
CALVERT SECURITIES CORPORATION
IA
Issued 10/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/06/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 01/23/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/17/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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