Verified
Noel Swain is the founder of ProVest Wealth Advisors, Inc. Since 1984, Noel has been fulfilling his mission to work with the great people of the Upstate to help give them the confidence in the future they need to plan for their “great goals of life.” His work involves formulating the strategies and finding the right financial products to help his clients achieve those great goals, and helping them understand the overall markets and their own portfolio. This way they can build the trust they need to have to carry through with their plan, even when the market or economy may not be cooperating. Noel is a graduate of the College for Financial Planning in Denver, CO, a Certified Financial Planner™ practitioner (the most trusted and sought-after designation in the financial planning industry) and a past President of the Institute of CFP’s, S.C. Society. He is an Investment Advisor w/ Cambridge Investment Research, a monthly columnist at the Spartanburg Herald Journal Newspaper and hosts a weekly radio show on Sunday mornings at 8 on 94.5 FM, WGTK, The Answer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
SC
03/22/2016 - Present
Cambridge Investment Research Advisors, Inc. (Spartanburg SC)
SC
04/01/1991 - 04/21/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (SPARTANBURG SC)
NA
06/05/1984 - 04/01/1991
PW SECURITIES, INC.
BC
Issued 07/16/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Noel Swain is the right advisor for you? Invested Better is here to help.
