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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noel? Claim Your ProfileNoel Alexa Dodge is a financial advisor with Morgan Stanley. Noel Alexa Dodge is registered with the state of California, as well as the state of Texas. Noel Alexa Dodge has been in the industry for 22 years, and has held previous roles at Citigroup Global Markets Inc. and UBS Financial Services Inc.. Noel Alexa Dodge has a Series 66, Series 10, Series 9, SIE, and Series 7 licenses. Noel Alexa Dodge is also registered as a Registered Representative (RR) for Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/23/2012 - Present
Morgan Stanley (Palm Desert CA)
CA
12/01/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PALM DESERT CA)
CA
08/01/2003 - 12/16/2008
UBS FINANCIAL SERVICES INC. (INDIAN WELLS CA)
MO
10/03/2001 - 07/23/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 08/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/25/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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