Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noel? Claim Your ProfileNoel Rozells is a financial advisor with LPL Financial LLC and has been in the financial services industry since 1983. Noel holds Series 6, 63, and 65 licenses as well as the SIE exam. Noel has been registered with the state of California since 1991. Prior to joining LPL Financial, Noel was a registered representative with SAGEPOINT FINANCIAL, INC. and AMERICAN GENERAL SECURITIES INCORPORATED. Noel specializes in providing financial planning, consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
12/13/2019 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
10/31/2008 - 12/19/2019
SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)
CA
01/04/1991 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (SAN DIEGO CA)
GA
11/14/1983 - 12/31/1990
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
IA
Issued 01/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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