Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noel? Claim Your ProfileNoel Aaron Todd is a financial advisor with Wells Fargo Clearing Services, LLC in SEAL BEACH, CA. Noel has been in the financial industry since 2007 and has experience with Wells Fargo Clearing Services, LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, EDWARD JONES, CUNA BROKERAGE SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CHASE INVESTMENT SERVICES CORP., WELLS FARGO INVESTMENTS, LLC, and MORGAN STANLEY DW INC. Noel holds Series 7, 9, 10, 66 and SIE licenses. Noel specializes in working with individuals, corporations, trusts, and other institutions. Noel has worked in both the financial and investment industries, advising clients on strategies for investment, wealth management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/16/2024 - Present
Wells Fargo Clearing Services, LLC (SEAL BEACH CA)
CA
07/13/2022 - 04/15/2024
EDWARD JONES (LAGUNA NIGUEL CA)
MO
09/27/2017 - 07/11/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
01/10/2014 - 09/27/2017
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
CA
08/01/2013 - 01/03/2014
CUNA BROKERAGE SERVICES, INC. (TUSTIN CA)
CA
03/09/2012 - 05/03/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CARSON CA)
CA
02/08/2010 - 02/24/2012
CHASE INVESTMENT SERVICES CORP. (HUNTINGTON BEACH CA)
NV
09/13/2006 - 03/13/2009
WELLS FARGO INVESTMENTS, LLC (LAS VEGAS NV)
NY
08/01/2005 - 04/03/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/31/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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