Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nobuo? Claim Your ProfileNobuo Miki is a financial professional with over 20 years of experience in the securities industry. Nobuo Miki is currently registered with Daiwa Capital Markets America Inc. and holds Series 7, Series 24, and Series 63 licenses. Nobuo Miki is also registered in New Jersey and New York. Nobuo Miki began his career in 1999 and has worked exclusively in the securities industry. Nobuo Miki has extensive experience in financial markets and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/24/1999 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
BC
Issued 10/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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