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Noam J Rubinstein

H.c.wainwright & CO., LLC

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About Noam J Rubinstein

Noam Rubinstein is a financial professional with over 20 years of experience in the industry. Noam is currently registered with H.c.wainwright & Co., LLC. Previously, Noam was a registered representative at Dawson James Securities, Inc. and Rodman & Renshaw, LLC. Noam has a wide range of experience in the financial services industry, including investment banking, securities trading, and financial planning.

Firm Information

Noam Rubinstein is currently registered with H.c.wainwright & CO., LLC. H.c.wainwright & CO., LLC is a Limited Liability Company that was formed in April 2013. They are registered to conduct business in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Noam Rubinstein’s Registration & Firm History

NY

04/15/2013 - Present

H.c.wainwright & CO., LLC (NEW YORK NY)

FL

09/19/2012 - 04/17/2013

DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)

NY

09/23/2003 - 09/14/2012

RODMAN & RENSHAW, LLC (NEW YORK NY)

NY

11/02/2001 - 06/04/2002

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/14/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/24/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Noam J Rubinstein.
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