Unclaimed
Noah Ross Hochman is a securities professional with over 20 years of experience in the financial services industry. Noah is currently registered with Nextrend Securities, Inc. in Austin, TX. Previously, Noah was employed at EchoTrade LLC, Lion's Group Trading LLC, Schonfeld Securities, LLC, C&N Trading, L.L.C., and Broadway Trading, LLC. Noah holds FINRA Series 7, 9, 10, 24, 55, 63, 79TO, and 99TO licenses. Noah is also registered as a securities professional in the states of Florida and Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/02/2019 - Present
Nextrend Securities, Inc. (Austin TX)
TX
09/25/2006 - 11/19/2018
NEXTREND SECURITIES, INC. (AUSTIN TX)
AZ
04/19/2006 - 10/02/2006
ECHOTRADE LLC (PHOENIX AZ)
NY
05/29/2002 - 02/25/2003
LION'S GROUP TRADING LLC (NEW YORK NY)
NY
05/23/2000 - 04/17/2002
SCHONFELD SECURITIES, LLC (JERICHO NY)
FL
04/04/2000 - 09/13/2000
C&N TRADING, L.L.C. (MIAMI FL)
NY
06/26/1998 - 05/03/2000
BROADWAY TRADING, LLC (NEW YORK NY)
BC
Issued 01/17/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/06/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/15/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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