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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noah? Claim Your ProfileNoah Ron Roffman is a financial advisor registered with LPL Enterprise, LLC and is currently licensed in Massachusetts and Texas. Noah Ron Roffman has been in the industry since 2021 and has experience in financial planning, portfolio management for businesses and individuals, and consulting. Noah Ron Roffman is also a licensed agent in several states including Maryland, Massachusetts, New Hampshire, New York, and Pennsylvania. Prior to joining LPL Enterprise, LLC, Noah Ron Roffman was registered with Heartland Securities Corp. and Datek Online Brokerage Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
02/11/2025 - Present
LPL Enterprise, LLC (WAKEFIELD MA)
NJ
04/21/1998 - 01/06/1999
HEARTLAND SECURITIES CORP. (EDISON NJ)
NE
07/24/1996 - 04/21/1998
DATEK ONLINE BROKERAGE SERVICES CORP. (OMAHA NE)
BC
Issued 11/15/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/03/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/26/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/29/2023
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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