Unclaimed
Noah Kelley James is a securities professional with experience in the financial industry. Noah is registered with FINRA and holds the Series 7, 79 and 63 licenses. Noah James is currently employed with Jonestrading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/07/2022 - Present
Jonestrading (NEW YORK NY)
BC
Issued 05/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/07/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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