Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noah? Claim Your ProfileNoah Kaye is a financial professional with over 9 years of experience in the industry. Noah is currently registered with Oppenheimer & Co. Inc. as a registered representative in New York. Prior to joining Oppenheimer & Co. Inc., Noah was also a registered representative with Northland Securities, Inc. and Thinkequity LLC. Noah has successfully completed the Series 63, Series 7, Series 86, Series 87, and SIE exams and holds licenses to offer investment advice and securities trading services to individuals and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
08/10/2015 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
06/06/2014 - 08/05/2015
NORTHLAND SECURITIES, INC. (NEW YORK NY)
NY
09/01/2011 - 11/05/2012
THINKEQUITY LLC (NEW YORK NY)
BC
Issued 10/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/23/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/31/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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