Unclaimed
Noah Barnes Miller is an investment advisor representative with Empower Advisory Group, LLC. Noah has been in the securities industry since 2005. Noah is registered with the state of Colorado as an investment advisor representative and is also registered with FINRA and the Securities Investor Protection Corporation (SIPC). Noah holds the Series 7, 6, 63 and 65 licenses. Noah specializes in retirement planning, mutual funds and managed accounts. Noah has previously been employed by J.P. Morgan Securities LLC, Curian Clearing, LLC, OppenheimerFunds Distributor, Inc. and First Investors Corporation. Noah has a strong background in the financial services industry and is committed to providing personalized investment advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
12/20/2018 - Present
Empower Advisory Group, LLC (SALIDA CO)
CO
02/02/2015 - 01/13/2016
J.P. MORGAN SECURITIES LLC (DENVER CO)
CO
02/04/2010 - 02/02/2011
CURIAN CLEARING, LLC (DENVER CO)
CO
01/25/2001 - 02/03/2009
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
NJ
05/18/1999 - 09/24/1999
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 11/12/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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