Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Noah? Claim Your ProfileNoah Aaron Rothman is a financial advisor with Evercore Group LLC, located in Dallas, Texas. Noah has been in the financial industry since November 23, 2001. Noah is registered with the Financial Industry Regulatory Authority (FINRA) and has licenses in Series 7, Series 63, Series 66, and Series 57TO. Prior to joining Evercore, Noah was employed by RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Noah's clients include individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/19/2021 - Present
Evercore Group LLC (Dallas TX)
TX
04/10/2013 - 07/29/2021
RBC CAPITAL MARKETS, LLC (DALLAS TX)
TX
12/21/2007 - 04/10/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
NY
10/02/2001 - 03/21/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/14/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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