Unclaimed
Nivedita Masani is a financial advisor at Vanguard Marketing Corp. in MALVERN, PA. Nivedita has been working in the financial services industry since 2009. Nivedita is registered with the state of Pennsylvania. Nivedita holds the Series 63, Series 7, and Series 24 licenses. Nivedita also holds the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/03/2009 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 09/28/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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