Unclaimed
Nivea Valsaraj is a registered representative with Neuberger Berman BD LLC in Chicago, Illinois. Nivea has a Series 7, Series 66, and SIE. Nivea is also a registered investment advisor in Illinois and New York. Nivea has been in the securities industry since September 2021. Prior to joining Neuberger Berman BD LLC, Nivea worked at Carnegie Mellon University and Citicorp Services India Pvt Ltd. Nivea specializes in selection of other advisors and has been with Neuberger Berman since May 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
10/26/2021 - Present
Neuberger Berman BD LLC (CHICAGO IL)
BOTH
Issued 10/22/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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