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Niv Harizman

BCW Securities LLC

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About Niv Harizman

Niv Harizman is a financial professional with over 23 years of experience in the securities industry. Niv is currently registered with BCW Securities LLC, and previously worked at Oberon Securities, LLC, Summit Securities Group LLC, Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Deutsche Bank Securities Inc., BT Alex. Brown Incorporated, and Wasserstein Perella & Co., Inc. Niv holds Series 7, Series 24, Series 63, Series 79, and SIE licenses. Niv is licensed in Connecticut and New York.

Firm Information

Niv Harizman is currently registered with BCW Securities LLC. BCW Securities LLC is a Limited Liability Company formed in May 2007. The firm is registered with the SEC and in 17 states, including California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Niv Harizman’s Registration & Firm History

CT

11/12/2013 - Present

BCW Securities LLC (WESTPORT CT)

NY

08/03/2011 - 11/08/2013

OBERON SECURITIES, LLC (NEW YORK NY)

NY

11/19/2007 - 03/24/2010

SUMMIT SECURITIES GROUP LLC (NEW YORK NY)

NY

06/02/2000 - 06/01/2005

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NJ

11/03/2000 - 09/27/2002

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

06/14/1999 - 05/25/2000

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

10/25/1995 - 06/14/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NY

05/02/1995 - 11/14/1995

WASSERSTEIN PERELLA & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/07/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 05/01/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Niv Harizman.
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