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Nitish Gosaibhai Patel

National Financial Services LLC

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About Nitish Gosaibhai Patel

Nitish Gosaibhai Patel is a financial advisor registered with National Financial Services LLC, a registered broker-dealer. Nitish has been in the financial services industry since May 26, 2000. Nitish is licensed in Rhode Island and holds the Series 6, 7, and SIE licenses. Nitish was previously registered with Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc.

Firm Information

Nitish Patel is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nitish Patel’s Registration & Firm History

RI

01/31/2007 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

07/31/2015 - 06/06/2024

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

09/22/2000 - 12/11/2006

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

04/07/2000 - 09/22/2000

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 05/08/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2004

Series 7 - General Securities Representative Examination

BC

Issued 04/05/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nitish Gosaibhai Patel.
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