Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nitin? Claim Your ProfileNitin Doke is a financial advisor with Oppenheimer & Co. Inc. in New York. Nitin has been in the industry since 2005. Nitin has a broad range of experience, having worked at several firms including Needham & Company, LLC, Morgan Stanley & Co. Incorporated, and J.P. Morgan Securities Inc. Nitin holds several licenses including Series 7, 86, 87, 79, 10, 24, and 63. Nitin is registered with the state of California and New York. Nitin specializes in portfolio management, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/17/2018 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
CA
12/14/2012 - 03/27/2018
NEEDHAM & COMPANY, LLC (SAN FRANCISCO CA)
CA
04/18/2008 - 05/05/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
CA
10/04/2005 - 03/20/2008
J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)
NY
06/29/2005 - 09/23/2005
FIRST ALBANY CAPITAL INC. (NEW YORK NY)
NY
03/09/2005 - 04/22/2005
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
BC
Issued 04/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/13/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/31/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/24/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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