Unclaimed
Nitin Rangraj is a financial advisor with over 10 years of experience in the industry. He currently works at Brean Capital, LLC, a firm with a focus on providing investment banking and securities brokerage services. Prior to joining Brean Capital, Nitin worked at Barclays Capital Inc. and Lehman Brothers Inc., both of which are well-known financial institutions. Nitin holds the Series 7 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. He is registered to provide investment advice in multiple states, including California, Colorado, Connecticut, Georgia, Illinois, Massachusetts, New Jersey, New York, Ohio, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/22/2016 - Present
Brean Capital, LLC (NEW YORK NY)
NY
09/22/2008 - 11/04/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/12/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 06/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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