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Nitin Mitra

SG Americas Securities, LLC

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About Nitin Mitra

Nitin Mitra is a financial advisor with over 13 years of experience in the financial services industry. Nitin is currently registered with SG Americas Securities, LLC in New York, NY. Prior to joining SG Americas Securities, LLC Nitin worked at NATIXIS SECURITIES AMERICAS LLC in New York, NY. Nitin Mitra holds FINRA Series 7, 79 and 63 securities licenses as well as the SIE exam.

Firm Information

Nitin Mitra is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nitin Mitra’s Registration & Firm History

NY

10/14/2021 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

10/03/2011 - 11/04/2021

NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)

NY

09/09/2010 - 10/03/2011

NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)

NA

06/01/1992 - 09/15/1993

LEHMAN BROTHERS INC.

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Licenses & Designations

BC

Issued 01/07/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/08/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nitin Mitra.
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