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Nitin Kumar

Mizuho Securities USA LLC

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About Nitin Kumar

Nitin Kumar is a financial professional with over 10 years of experience in the industry. Nitin Kumar is currently registered with Mizuho Securities USA LLC and has previously held positions with Wells Fargo Securities, LLC, Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Nitin Kumar has a broad range of experience in investment banking and research.

Firm Information

Nitin Kumar is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nitin Kumar’s Registration & Firm History

NY

11/01/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

MD

06/27/2018 - 08/24/2022

WELLS FARGO SECURITIES, LLC (BALTIMORE MD)

NY

10/05/2017 - 06/04/2018

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

12/14/2016 - 09/18/2017

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

06/12/2013 - 12/22/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

11/10/2008 - 06/10/2013

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/10/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2011

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/06/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nitin Kumar.
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