Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nitin? Claim Your ProfileNitin Jagmohandas Kapadia is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Nitin has been in the securities industry since 1993. Nitin has passed the Series 7, Series 31, Series 63, and Series 65 exams. Nitin has been registered with the state of Texas since 2009. Nitin previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and DICKINSON & CO.. Nitin offers investment advisory services to individuals, businesses, and institutions. Nitin specializes in portfolio management, financial planning, and pension consulting. Nitin is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
03/27/2009 - Present
Wells Fargo Clearing Services, LLC (SUGAR LAND TX)
TX
06/10/1994 - 03/30/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUGARLAND TX)
IA
01/01/1994 - 06/13/1994
DICKINSON & CO. (DES MOINES IA)
IA
Issued 07/06/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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